The Clean Water Act (CWA) is the primary federal law
in the United States governing water
pollution.Passed in 1972, the objective of the Federal Water Pollution
Control Act, commonly referred to as the Clean Water Act (CWA), is to restore
and maintain the chemical, physical, and biological integrity of the nation's
waters by preventing point and nonpoint pollution sources, providing assistance
to publicly owned treatment works for the improvement of wastewater treatment,
and maintaining the integrity of wetlands.
The principal body of law in effect is based on the Federal
Water Pollution Control Act Amendments of 1972 which was a significant
expansion of the Federal Water Pollution Control Act of 1948. Major
amendments were enacted in the Clean Water Act of 1977 and the Water
Quality Act of 1987.
The Clean Water Act does not directly address groundwater contamination. Groundwater
protection provisions are included in the Safe Drinking Water Act, Resource Conservation and
Recovery Act, and the Superfund act.
Waters protected under the CWA
All waters with a "significant nexus" to
"navigable waters" are covered under the CWA; however, the phrase
"significant nexus" remains open to judicial interpretation and
considerable controversy. The 1972 statute frequently uses the term "navigable
waters," but also defines the term as "waters of the United States,
including the territorial seas." Some regulations interpreting the 1972
law have included water features such as intermittent streams, playa lakes,
prairie
potholes, sloughs
and wetlands
as "waters of the United States." In the 2006 case Rapanos v. United States, a
plurality of the Supreme Court held that the term
"waters of the United States":
...includes only those relatively permanent, standing or
continuously flowing bodies of water "forming geographic features"
that are described in ordinary parlance as "streams[,] ... oceans, rivers,
[and] lakes."
Pollution control strategy in the CWA
Point sources
The 1972 act introduced the National Pollutant Discharge
Elimination System (NPDES), which is a permit system for regulating point
sources of pollution. Point sources include:
- industrial facilities (including manufacturing, mining, oil and gas extraction, and service industries).
- municipal governments and other government facilities (such as military bases), and
- some agricultural facilities, such as animal feedlots.
Point sources may not discharge pollutants to surface waters
without a permit from the National Pollutant Discharge Elimination System
(NPDES). This system is managed by the United States
Environmental Protection Agency (EPA) in partnership with state
environmental agencies. EPA has authorized 46 states to
issue permits directly to the discharging facilities. The CWA also allows tribes to issue permits, but no tribes
have been authorized by EPA. In the remaining states and territories, the permits are issued by an
EPA regional office.
In previous legislation, Congress had authorized states to develop
water quality standards, which would limit discharges from facilities based on
the characteristics of individual water bodies. However, these standards were
only to be developed for interstate waters, and the science to support this
process (i.e. data, methodology) was in the early stages of development. This
system was not effective and there was no permit system in place to enforce the
requirements. In the 1972 CWA Congress added the permit system and a
requirement for technology-based effluent limitations.
Technology-based standards
The 1972 CWA created a new requirement for technology-based
standards for point source discharges. EPA develops these standards for
categories of dischargers, based on the performance of pollution control
technologies without regard to the conditions of a particular receiving water body.
The intent of Congress was to create a "level playing field" by
establishing a basic national discharge standard for all facilities within a
category, using a "Best Available Technology." The
standard becomes the minimum regulatory requirement in a permit. If the
national standard is not sufficiently protective at a particular location, then
water quality standards may be employed.
Water quality standards
The 1972 act authorized continued use of the water
quality-based approach, but in coordination with the technology-based
standards. After application of technology-based standards to a permit, if water
quality is still impaired for the particular water body, then the permit
agency (state or EPA) may add water quality-based limitations to that permit.
The additional limitations are to be more stringent than the technology-based
limitations and would require the permittee to install additional controls.
Water quality standards consist of four basic elements: 1) Designated uses; 2)
Water quality criteria; 3) Antidegradation policy and 4) General policies.
Designated uses
According to water quality standard regulations, states and
Indian tribes are required to specify appropriate water uses. Identification of
appropriate water uses takes into consideration the usage and value of public
water supply, protection of fish, wildlife, recreational waters, agricultural,
industrial and navigational water ways. Suitability of a water body is examined
by states and tribes for usages based on physical, chemical, and biological
characteristics. States and Indian tribes also examine geographical settings,
scenic qualities and economic considerations to determine fitness of designated
uses for a water bodies. If these standards indicate designated uses to be less
than those presently attained, states or tribes are required to revise
standards to reflect the uses actually being attained. For any body of water
with designated uses that do not include “fishable/swimmable” target use that
is identified in section 101(a)(2) of CWA, a Use Attainability Analysis must be
conducted. Every three years, such bodies of water must be reexamined in order
to verify if new information is available that demand a revision of the
standard. If new information is available that specify “fishable/swimmable”
uses can be attained, then the use must be designated.
Water quality criteria
States and tribes protect designated areas by adopting water
quality criteria that allow them to adopt the criteria that EPA publishes under
§304(a) of the CWA, modify the §304(a) criteria to reflect site-specific
conditions or adopt criteria based on other scientifically defensible methods.
Water quality criteria can be numeric criteria that toxicity causes are known
for protection against pollutants. A narrative criterion is water quality
criteria in which serves as basis for limiting toxicity of waste discharge to
aquatic species. A biological criterion is based on aquatic community which
describes the number and types of species in a water body. A nutrient criterion
solely protects against nutrient over enrichment; and a sediment criterion
describes conditions of contaminated and uncontaminated sediments in order to avoid
undesirable effects.
Anti-degradation policy
Water quality standards consist of an anti-degradation
policy that requires states and tribes to establish a three-tiered
anti-degradation program. Anti-degradation procedures identify steps and
questions that need to be addressed when specific activities affect water
quality. Tier 1 is applicable to all surface waters. It maintains and protects
current uses and water quality conditions to support existing uses. Current
uses are identified by showing that fishing, swimming, and other water uses
have occurred and are suitable since November 28, 1975. Tier 2 maintains and
protects water bodies with existing conditions that are better to support CWA
101(a)(2) "fishable/swimmable" uses. Tier 3 maintains and protects
water quality in outstanding national resource waters (ONRWs), which are the
highest quality waters in the US with ecological significance.
General policies
States and Indian tribes adopt general policies pertaining
to water quality standards that are subject to review and approval by the EPA.
These provision regarding water quality standards include mixing zones,
variance, and low flow policies. Mixing zone policy is defined area surrounding
a point source discharge where sewage is diluted by water. Methodology of
mixing zone procedure determines the location, size, shape and quality of
mixing zones. Variance policy temporarily relax water quality standard and are
alternatives to removing a designated use. States and tribes may include
variance as part of their water quality standard. Variance is subject to public
review every three years and warrant development towards improvement of water
quality. Low Flow policy pertains to states and tribes water quality standards
that identify procedures applied to determining critical low flow conditions.
Nonpoint sources
Nonpoint source pollutants, such as sediments, nutrients,
pesticides, herbicides, fertilizers,animal wastes and other substances that
enter our water supply as components of runoff and ground water, have increased
in relative significance and accounts for more than 50 percent of the pollution
in U.S. waters.
Congress exempted some water pollution sources from the
point source definition in the 1972 CWA, and was unclear on the status of some
other sources. These sources were therefore considered to be nonpoint sources that were not subject to
the permit program.
Agricultural stormwater discharges and irrigation return
flows were specifically exempted from permit requirements. Congress,
however, provided support for research, technical and financial assistance
programs at the U.S. Department of Agriculture
to improve runoff management practices on farms. See Natural Resources Conservation
Service.
Stormwater runoff
from industrial sources, municipal storm
drains, and other sources were not specifically addressed in the 1972 law.
EPA declined to include urban runoff and industrial stormwater discharges in
the NPDES program and consequently was sued by an environmental group. The courts ruled that
stormwater discharges must be covered by the permit program.
A growing body of water research during the late 1970s and
1980s indicated that stormwater runoff was a significant cause of water quality
impairment in many parts of the U.S. In the early 1980s EPA conducted the Nationwide Urban Runoff Program
(NURP) to document the extent of the urban stormwater problem. The agency began
to develop regulations for stormwater permit coverage, but encountered
resistance from industry and municipalities, and there were additional rounds
of litigation. This litigation was pending when Congress considered further
amendments to the Act in 1986.
In the Water Quality Act of 1987 (1987 WQA) Congress
responded to the stormwater problem by requiring that industrial stormwater
dischargers and municipal separate storm sewer
systems (often called "MS4") obtain NPDES permits, by specific
deadlines. The permit exemption for agricultural discharges continued, but
Congress created a nonpoint source pollution demonstration grant program at EPA
to expand the research and development of nonpoint controls and management
practices.
To combat nonpoint source pollution, EPA initiated numerous
programs and grants to aid the public in improving their local water quality.
These programs are described at an EPA website, Watershed
Central.
Financing of pollution controls
Congress created a major public works financing program for
municipal sewage treatment in the 1972 CWA. A system of grants
for construction of municipal sewage
treatment plants was authorized and funded in Title
II. In the initial program the federal portion of each grant was up to 75
percent of a facility's capital cost, with the remainder financed by the
state. In subsequent amendments Congress reduced the federal proportion of the
grants and in the 1987 WQA transitioned to a revolving loan program in Title
VI. Industrial and other private facilities are required to finance their
own treatment improvements on the "polluter pays" principle.
Major statutory provisions
This Act has six titles.
Title I - Research and Related Programs
Title I includes a Declaration of Goals and Policy
and various grant authorizations for research programs and pollution control
programs. Some of the programs authorized by the 1972 law are ongoing (e.g. section
104 research programs, section 106 pollution control programs, section 117 Chesapeake Bay Program) while other programs
no longer receive funds from Congress and have been discontinued.
Title II - Grants for Construction of Treatment Works
To assist municipalities in creating or expanding sewage
treatment plants, also known as publicly owned treatment works
(POTW), Title II established a system of construction grants. This was replaced
by the Clean Water State Revolving Fund
in the 1987 WQA. See Title
VI.
Title III - Standards and enforcement
Discharge permits required
Section 301 of the Act prohibits discharges to waters of the
U.S. except with a permit. (See Title
IV for discussion of permit programs.)
Technology-Based Standards Program
Under the 1972 act EPA began to issue technology-based
standards for municipal and industrial sources.
- Municipal sewage treatment plants (POTW) are required to meet secondary treatment standards.
- Effluent guidelines (for existing sources) and New Source Performance Standards (NSPS) are issued for categories of industrial facilities discharging directly to surface waters.
- Categorical Pretreatment Standards are issued to industrial users (also called "indirect dischargers") contributing wastes to POTW. These standards are developed in conjunction with the effluent guidelines program. As with effluent guidelines and NSPS, pretreatment standards consists of Pretreatment Standards for Existing Sources (PSES) and Pretreatment Standards for New Sources (PSNS). There are 27 categories with pretreatment standards as of 2011.
To date, the effluent guidelines and categorical pretreatment
standards regulations have been published for 56 categories and apply to
between 35,000 and 45,000 facilities that discharge directly to the nation's
waters. These regulations are responsible for preventing the discharge of
almost 700 billion pounds of pollutants each year. EPA has updated some
categories since their initial promulgation and has added new categories.
The secondary treatment standards for POTWs and the effluent
guidelines are implemented through NPDES permits. (See Title
IV.) The categorical pretreatment standards are typically implemented by
POTWs through permits that they issue to their industrial users.
Water Quality Standards Program
Water quality standards (WQS) are risk-based (also called
hazard-based) requirements which set site-specific allowable pollutant levels
for individual water bodies, such as rivers, lakes, streams and wetlands.
States set WQS by designating uses for the water body (e.g., recreation, water
supply, aquatic life, agriculture) and applying water quality criteria (numeric
pollutant concentrations and narrative requirements) to protect the designated
uses. An antidegradation policy is also issued by each state to maintain and
protect existing uses and high quality waters.
Water bodies that do not meet applicable water quality
standards with technology-based controls alone are placed on the section 303(d)
list of water bodies not meeting standards. Water bodies on the 303(d) list
require development of a Total Maximum Daily Load (TMDL). A TMDL is
a calculation of the maximum amount of a pollutant that a water body can receive
and still meet WQS. The TMDL is determined after study of the specific
properties of the water body and the pollutant sources that contribute to the
non-compliant status. Generally, the TMDL determines load based on a Waste Load
Allocation (WLA), Load Allocation (LA), and Margin of Safety (MOS) Once the
TMDL assessment is completed and the maximum pollutant loading capacity
defined, an implementation plan is developed that outlines the measures needed
to reduce pollutant loading to the non-compliant water body, and bring it into
compliance. Over 60,000 TMDLs are proposed or in development for U.S. waters in
the next decade and a half.
Following the issuance of a TMDL for a water body,
implementation of the requirements involves modification to NPDES permits for
facilities discharging to the water body to meet the WLA allocated to the water
body (see Title
IV).
As of 2007, approximately half of the rivers, lakes, and
bays under EPA oversight were not safe enough for fishing and swimming.The
development of WQS and TMDL is a complex process, both scientifically and
legally, and it is a resource-intensive process for state agencies.
National Water Quality Inventory
The primary mode of informing the quality of water of
rivers, lakes, streams, ponds, estuaries, coastal waters and wetlands of the
U.S. is through the National Water Quality Inventory Report. Water
quality assessments are conducted pursuant to water quality standards adopted
by states and other jurisdictions (territories, interstate commissions and
tribes). The report is conveyed to Congress as a means to inform Congress and
the public of compliance with quality standards established by states,
territories and tribes. The assessments identify water quality problems within
the states and jurisdictions, list the impaired and threatened water bodies,
and identify non-point sources that contribute to poor water quality. Every two
years states must submit reports that describe water quality conditions to EPA
with a complete inquiry of social and economic costs and benefits of achieving
goals of the Act. The report is organized into two major sections; Section 1
shows national assessment of each type of water body, with causes and sources
identified. Section 2 summarizes recommendations on improvement of water
resource management.
Enforcement
Under section 309, EPA can issue administrative orders
against violators, and seek civil or criminal penalties when necessary.
- For a first offense of criminal negligence, the minimum fine is $2,500, with a maximum of $25,000 fine per day of violation. A violator may also receive up to a year in jail. On a second offense, a maximum fine of $50,000 per day may be issued.
- For a knowing endangerment violation, i.e. placing another person in imminent danger of death or serious bodily injury, a fine may be issued up to $250,000 and/or imprisonment up to 15 years for an individual, or up to $1,000,000 for an organization.
States that are authorized by EPA to administer the NPDES
program must have authority to enforce permit requirements under their
respective state laws.
Federal facilities
Military bases, national parks and other federal facilities
must comply with CWA provisions.
Thermal pollution
Section 316 requires standards for thermal
pollution discharges, as well as standards for cooling water intake structures. These standards are
applicable to power plants and other industrial facilities.
Nonpoint Source Management Program
The 1987 amendments created the Nonpoint Source Management Program under
CWA section 319. This program provides grants to states, territories and Indian
tribes to support demonstration projects, technology transfer, education, training,
technical assistance and related activities designed to reduce nonpoint source
pollution. Grant funding for the program averaged $210 million annually for
Fiscal Years 2004 through 2008.
Title IV - Permits and licenses
State certification of compliance
States are required to certify that discharges authorized by
federal permits will not violate the state's water quality standards.
NPDES permits for point sources
The NPDES permit program is authorized by CWA section 402.
The initial permits issued in the 1970s and early 1980s focused on POTWs and
industrial wastewater—typically "process" wastewater and cooling
water where applicable, and in some cases, industrial stormwater. The 1987
WQA expanded the program to cover stormwater
discharges explicitly, both from municipal separate storm sewer systems (MS4)
and industrial sources. The MS4 NPDES permits require regulated municipalities
to use Best Management Practices
to reduce pollutants to the "Maximum Extent Practicable."
Non-stormwater permits typically include numeric effluent
limitations for specific pollutants. A numeric limitation quantifies the
maximum pollutant load or concentration allowed in the discharge, e.g.,
30 mg/L of biochemical oxygen demand. Exceeding a
numeric limitation constitutes a violation of the permit, and the discharger is
subject to fines as laid out in section 309. Facilities must periodically
monitor their effluent (i.e., collect and analyze wastewater
samples), and submit Discharge Monitoring Reports to the
appropriate agency, to demonstrate compliance. Stormwater permits typically
require facilities to prepare a Stormwater Pollution Prevention Plan and
implement best management practices, but do not specify numeric effluent limits
and may not include regular monitoring requirements. Some permits cover both
stormwater and non-stormwater discharges. NPDES permits must be reissued every
five years. Permit agencies (EPA, states, tribes) must provide notice to the
public of pending permits and provide an opportunity for public comment.
As of 2001, over 400,000 facilities were subject to NPDES
permit requirements. This number includes permanent facilities such as
municipal (POTW, MS4) and industrial plants, and construction sites, which are
temporary stormwater dischargers.
Dredge and fill exemptions
After passage of the CWA in 1972, a controversy arose as to
its application to agriculture and certain other activities. The Act was
interpreted by some to place restrictions on virtually all placement of dredged
materials in wetlands and other waters of the United States, raising concern
that the federal government was about to place all agricultural activities
under the jurisdiction of the U.S. Army Corps of Engineers
(USACE). For opponents of the Act, section 404 had, as a result of this
concern, become a symbol of dramatic over-regulation. When Congress considered
the 1977 CWA Amendments, a significant issue was to ensure that certain
agricultural activities and other selected activities, could continue without
the government’s supervision—in other words, completely outside the regulatory
or permit jurisdiction of any federal agency.
The 1977 amendments included a set of six section 404
exemptions. For example, totally new activities such as construction of farm
roads, Sec. 1344(f)(1)(E), construction of farm or stock ponds or irrigation
ditches, and minor agricultural drainage, Sec. 1344(f)(1)(A), all are exempted
by Statute. Section 1344(f)(1)(C), which exempts discharge of dredged material
“for the purpose of. . . the maintenance of drainage ditches.” All of these
exemptions were envisioned to be self-executing, that is not technically
requiring an administrative no-jurisdiction determination. One such example was
the maintenance of agricultural drainage ditches.Throughout the hearing
process, Congressmen of every environmental persuasion repeatedly stated that
the over $5 Billion invested in drainage facilities could be maintained without
government regulation of any kind.Senator Edmund
Muskie, for example, explained that exempt activities such as agricultural
drainage would be entirely unregulated. Other exemptions were granted as well,
including exemptions for normal farming activities.
Importance of no-jurisdiction determinations
Although Congress envisioned a set of self-executing
exemptions, it has become common for landowners to seek no-jurisdiction
determinations from the USACE. A landowner who intends to make substantial
investments in acquisition or improvement of land might lawfully proceed with
exempt activity, a permit not being required. The problem is that if the
landowner's assumptions were incorrect and the activity later determined not to
be exempt, the USACE will issue a cease and desist order. Obtaining an advanced
ruling provides some level of comfort that the activities will have been deemed
conducted in good faith.
Recapture of exemptions
Because some of the six exemptions involved new activities,
such as minor drainage and silviculture (the clearing of forests by the timber
industry), Congress recognized the need to impose some limitations on
exemptions. Consequently, Congress placed the so-called recapture clause
limitation on these new project exemptions. Under section 404(f)(2), such new
projects would be deprived of their exemption if all of the following three
characteristics could be shown:
- A discharge of dredge or fill material in the navigable waters of the United States;
- The discharge is incidental to an activity having as its purpose the bringing of an area of navigable waters into a use to which it was not previously subject, and
- Where the flow or circulation of navigable waters may be impaired or the reach of such waters may be reduced.
To remove the exemption, all of these requirements must be
fulfilled—the discharge, the project purpose of bringing an area into a use to
which it was not previously subject, and the impairment or reduction of
navigable waters.
Dredge and fill permits (wetlands, lakes, streams,
rivers, and other waters of the U.S.)
Under sections 301 and 502 of the Clean Water Act, any
discharge of dredged or fill materials into "waters of the United
States," including wetlands, is forbidden unless authorized by a permit
issued by the USACE pursuant to section 404. Essentially, all discharges of
fill or dredged material affecting the bottom elevation of a jurisdictional
water of the U.S. require a permit from USACE. These permits are an essential
part of protecting wetlands, which are often filled by land developers. Wetlands are vital to the
ecosystem in filtering streams and rivers and providing habitat for wildlife.
Mountaintop removal mining requires a
section 404 permit when soil and rock from the mining operation is placed in
streams and wetlands (commonly called a "valley fill"). Pollutant
discharges from valley fills to streams also requires an NPDES permit.
There are two main types of wetlands permits: general
permits and individual permits. General permits change periodically and cover
broad categories of activities, and require the user to comply with all stated
conditions. General permits (such as the Nationwide Permits) are issued for
fill activities that will result in minimal adverse effects to the environment.
Individual permits are utilized for actions that are not addressed by a general
permit, or that do not meet the conditions of a General Permit. In addition,
individual permits typically require more analysis than do the general permits,
and usually require much more time to prepare the application and to process
the permit.
When the USACE processes an application for an Individual
Permit, it must publish/issue a public notice (typically in the Federal
Register) describing the proposed action described in the permit
application. The public notice must be issued no later than fifteen days after
the Corps determines the application to be complete. Although the Corps
District Engineer makes the decision to grant a permit, the EPA Administrator
may veto a permit if it is not reasonable. Before making such a decision,
however, EPA must consult with the USACE. A wetlands permit expires after five
years.
When a state wants a permit, they make sure that all other
states being affected are aware they will be sent a copy of the request and the
state is able to write a recommendation. A state permit also expires after five
years.
In order to avoid getting a permit, contractors will often
use a water-filled cofferdam to isolate work areas without putting fill into
the body of water.
POTW Biosolids Management Program
The 1987 WQA created a program for management of biosolids
(sludge) generated by POTWs.The Act instructed EPA to develop guidelines for usage
and disposal of sewage sludge or biosolids. The EPA regulations: (1) Identify
uses for sewage sludge, including disposal; (2) Specify factors to be taken
into account in determining the measures and practices applicable to each such
use or disposal (including publication of information on costs); and (3)
Identify concentrations of pollutants which interfere with each such use or
disposal. EPA created an Intra-Agency Sludge Task Force to aid in developing
comprehensive sludge regulations that are designed to do the following: (1)
Conduct a multimedia examination of sewage sludge management, focusing on
sewage sludge generated by POTWs; and (2) develop a cohesive Agency policy on
sewage sludge management, designed to guide the Agency in implementing sewage
sludge regulatory and management programs.
The term biosolids is used to differentiate treated
sewage sludge that can be beneficially recycled. Environmental advantages of
sewage sludge consist of, application of sludge to land due to its soil
condition properties and nutrient content. Advantages also extend to reduction
in adverse health effects of incineration, decreased chemical fertilizer
dependency, diminishing greenhouse gas emissions deriving from incineration and
reduction in incineration fuel and energy costs. Beneficial reuse of sewage
sludge is supported in EPA policies: the 1984 Beneficial Reuse Policy
and the 1991 Inter-agency Policy on Beneficial Use of Sewage Sludge,
with an objective to reduce volumes of waste generated. Sewage sludge contains
nutrients such as nitrogen and phosphorus but also contains significant numbers
of pathogens such as bacteria, viruses, protozoa and eggs of parasitic worms.
Sludge also contains more than trace amounts of organic and inorganic
chemicals. Benefits of reusing sewage sludge from use of organic and nutrient
content in biosolids is valuable source in improving marginal lands and serving
as supplements to fertilizers and soil conditioners. Extension of benefits of
sludge on agriculture commodities include increase forest productivity,
accelerated tree growth, re-vegetation of forest land previously devastated by
natural disasters or construction activities. Also, sewage sludge use to aid
growth of final vegetative cap for municipal solid waste landfills is
enormously beneficial. Opposing benefits of sludge water result from high
levels of pathogenic organisms that can possibly contaminate soil, water,
crops, livestock, and fish. Pathogens, metals, organic chemical content and
odors are cause of major health, environmental and aesthetic factors. Sludge
treatment processes reduce the level of pathogens which becomes important when
applying sludge to land as well as distributing and marketing it. Pollutants of
sewage sludge come from domestic wastewater, discharge of industrial
wastewater, municipal sewers and also from runoffs from parking lots, lawns and
fields that were applied fertilizers, pesticides and insecticides.
The quality of sewage sludge is controlled under section
405(d), where limitations are set with methods of use or disposal for
pollutants in sludge. EPA, under section 405(d)(3), established a containment
approach to limit pollutants instead of numerical limitations. This methodology
is more reasonable than numerical limitations and includes design standards,
equipment standards, management practice, and operational standards or
combination of these. Limits on sewage sludge quality allows treatment works
that generate less contaminated pollutants and those that do not meet the
sludge quality standards for use and disposal practice must clean up influent,
improve sewage sludge treatment and/or select another use of disposal method.
EPA has set standards for appropriate practices of use and disposal of
biosolids in order to protect public health and the environment, but choice of
use or disposal practices are reserved to local communities. Listed under
section 405(e) of CWA, local communities are encouraged to use their sewage
sludge for its beneficial properties instead of disposing it.
Standards are set for sewage sludge generated or treated by
publicly owned and privately owned treatment works that treat domestic sewage
and municipal wastewater. Materials flushed in household drains through sinks,
toilets and tubs are referred to as domestic wastewater and include components
of soaps, shampoos, human excrement, tissues, food particles, pesticides,
hazardous waste, oil and grease. These domestic wastewaters are treated at the
source in septic tanks, cesspools, portable toilets, or in publicly/privately
owned wastewater treatment works. Alternately, municipal wastewater treatments
consist of more levels of treatment that provide greater wastewater cleanup
with larger amounts of sewage sludge. Primary municipal treatment remove solids
that settle at the bottom, generating more than 3,000 liters of sludge per
million liters of wastewater that is treated. Primary sludge water content is
easily reduced by thickening or removing water and contains up to 7% solids.
Secondary municipal treatment process produces sewage sludge that is generated
by biological treatment processes that include activated sludge systems,
trickling filters, and other attached growth systems. Microbes are used to
break down and convert organic substances in wastewater to microbial residue in
biological treatment processes. This process removes up to 90% of organic
matter and produces sludge that contains up to 2% solids and has increased
generated volumes of sludge. Methods of use and disposal of sewage sludge
include the following: Application of sludge to agricultural and
non-agricultural lands; sale or give-away of sludge for use in home gardens;
disposal of sludge in municipal landfills, sludge-only landfills, surface
disposal sites and incineration of sludge. Managing quality of sewage sludge
not only involves wastewater reduction and separation of contaminated waste
from non-contaminants but also pretreatment of non-domestic wastewater.
Pretreatment does not thoroughly reduce pollutants level and therefore
communities have to dispose rather than use sludge.
Title V - General Provisions
Citizen suits
Any U.S. citizen may file a citizen
suit against any person who has allegedly violated an effluent limitation
regulation or against the EPA Administrator if the EPA Administrator failed to
perform any non-discretionary act or duty required by the CWA.
Employee protection
The CWA includes an employee ("whistleblower")
protection provision. Employees in the U.S. who believe they were fired or
suffered adverse action related to enforcement of the CWA may file a written
complaint with the Occupational Safety and
Health Administration.
Title VI - State Water Pollution Control Revolving Funds
The Clean Water State Revolving Fund
(CWSRF) program was authorized by the 1987 WQA. This replaced the municipal
construction grants program, which was authorized in the 1972 law under Title
II. In the CWSRF, federal funds are provided to the states and Puerto Rico to
capitalize their respective revolving funds, which are used to provide
financial assistance (loans or grants) to local governments for wastewater
treatment, nonpoint source pollution control and estuary protection.
The fund provides loans to municipalities at
lower-than-market rates. As of 2009 the average rate was 2.3 percent
nationwide, compared to an average market rate of 5 percent. In 2009, CWSRF
assistance totaling $5.2 billion was provided to 1,971 local projects across
the country.
Earlier legislation
During the 1880s and 1890s, Congress directed USACE to
prevent dumping and filling in the nation's harbors, and the program was
vigorously enforced. Congress first addressed water pollution issues in the Rivers and Harbors Act of 1899,
giving the Corps the authority to regulate most kinds of obstructions to
navigation, including hazards resulting from effluents. Portions of this law
remain in effect, including Section 13, the so-called Refuse Act.
In 1910, USACE used the act to object to a proposed sewer in New
York City, but a court ruled that pollution control was a matter left to
the states alone. Speaking to the 1911 National Rivers and Harbors Congress,
the chief of the Corps, Brigadier General William H. Bixby, suggested that
modern treatment facilities and prohibitions on dumping "should either be
made compulsory or at least encouraged everywhere in the United States."
Some sections of the 1899 act have been superseded by
various amendments, including the 1972 CWA, while other notable legislative
predecessors include:
- Public Health Service Act of 1912 expanded the mission of the United States Public Health Service to study problems of sanitation, sewage and pollution.
- Oil Pollution Act of 1924 prohibited the intentional discharge of fuel oil into tidal waters and provided authorization for USACE to apprehend violators. This was repealed by the 1972 CWA, reducing the Corps' role in pollution control to the discharge of dredged or fill material.
- Federal Water Pollution Control Act of 1948 created a comprehensive set of water quality programs that also provided some financing for state and local governments. Enforcement was limited to interstate waters. The Public Health Service provided financial and technical assistance.
- Water Quality Act of 1965 required states to issue water quality standards for interstate waters, and authorized the newly created Federal Water Pollution Control Administration to set standards where states failed to do so.
Case law
- United States v. Riverside Bayview Homes, Inc. (1985). The Supreme Court upheld the Act's coverage in regulating wetlands that intermingle with navigable waters. This ruling was revised by the 2006 Rapanos decision.
- Edward Hanousek, Jr v. United States (9th Cir. Court of Appeals, 1996; certiorari denied, 2000). In 1994, during rock removal operations, a backhoe operator accidentally struck a petroleum pipeline near the railroad tracks. The operator’s mistake caused the pipeline to rupture and spill between 1,000 and 5,000 gallons of heating oil into the Skagway river. Despite not being present at the scene during operations White Pass and Yukon Route Roadmaster Edward Hanousek, Jr. and President Paul Taylor were both held responsible for the spill and convicted.
- Solid Waste Agency of North Cook County (SWANCC) v. United States Army Corps of Engineers (2001), possibly denying the CWA's hold in isolated intrastate waters and certainly denying the validity of the 1986 "Migratory Bird Rule."
- S. D. Warren Co. v. Maine Bd. of Env. Protection (2006). The Court ruled that section 401 state certification requirements apply to hydroelectric dams, which are federally licensed, where the dams cause a discharge into navigable waters.
- Rapanos v. United States (2006). The Supreme Court questioned federal jurisdiction as it attempted to define the Act's use of the terms "navigable waters" and "waters of the United States." The Court rejected the position of the USACE that its authority over water was essentially limitless. Though the case resulted in no binding case law, the Court suggested a narrowing of federal jurisdiction and implied the federal government needed a more substantial link between navigable federal waters and wetlands than it had been using, but held onto the "significant nexus" test.
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